Nonequilibrium brain dynamics as a signature of consciousness

Summary

Conscious wakefulness is characterized by brain dynamics far from thermodynamic equilibrium, while states of reduced consciousness—such as deep sleep and anesthesia induced by propofol, ketamine, or ketamine plus medetomidine—operate closer to equilibrium. This conclusion comes from analyzing electrocorticography data from nonhuman primates and functional magnetic resonance imaging data from humans. Entropy production and the curl of probability flux in phase space reliably distinguished conscious from unconscious states. The findings establish nonequilibrium macroscopic brain dynamics as a robust signature of consciousness and offer a statistical mechanics framework for studying cognition and awareness.

Study at a glance

Abstract

The cognitive functions of human and nonhuman primates rely on the dynamic interplay of distributed neural assemblies. As such, it seems unlikely that cognition can be supported by macroscopic brain dynamics at the proximity of equilibrium. We confirmed this hypothesis by investigating electrocorticography data from nonhuman primates undergoing different states of unconsciousness (sleep, and anesthesia with propofol, ketamine, and ketamine plus medetomidine), and functional magnetic resonance imaging data from humans, both during deep sleep and under propofol anesthesia. Systematically, all states of reduced consciousness unfolded at higher proximity to equilibrium compared to conscious wakefulness, as demonstrated by the computation of entropy production and the curl of probability flux in phase space. Our results establish nonequilibrium macroscopic brain dynamics as a robust signature of consciousness, opening the way for the characterization of cognition and awareness using tools from statistical mechanics.